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John Locke on Personal Identity

 

Dr.Namita Nimbalkar,

Abstract

John Locke speaks of personal identity and survival of death. A criterion of personal identity through time is given. Such a criterion specifies, insofar as that is possible, the necessary and sufficient conditions for the survival of persons. John Locke holds that personal identity is a matter of psychological continuity. He considered personal identity (or the self) to be founded on consciousness (viz. Memory), and not on the substance of either the soul or the body.
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The issue of personal identity and its determents has been always an issue of concern for a lot of philosophers.  Questions are raised as to what does being the person that you are, from one day to the next, necessarily consist in?  Personal identity theory is the philosophical confrontation with the most ultimate questions of our own existence: who are we, and is there a life after death? This sort of analysis of personal identity provides a set of necessary and sufficient conditions for the identity of the person over time. In the modern philosophy of mind, this concept of personal identity is sometimes referred to as the diachronic problem of personal identity. The synchronic problem is grounded in the question of what features or traits characterize a given person at one time. There are several general theories of this identity problem. In this paper the views of John Locke and criticism of his theory of  personal identity will be examined.
John Locke (29 August 1632 – 28 October 1704) was one of the philosophers who were against the Cartesian theory that soul accounts for personal identity. Chapter XXVII "On Identity and Diversity" in An Essay Concerning Human Understanding (1689) has been said to be one of the first modern conceptualization of consciousness as the repeated self-identification of oneself in which Locke gives his account of identity and personal identity to the second edition of the Essay. Locke holds that personal identity is a matter of psychological continuity. Arguing against both the Augustinian view of man as originally sinful and the Cartesian position, which holds that man innately knows basic logical propositions, Locke posits an "empty" mind, a tabula rasa, which is shaped by experience; sensations and reflections being the two sources of all our ideas.
Locke creates a third term between the soul and the body - and Locke's thought may certainly be meditated by those who, following a scientist ideology, would identify too quickly the brain to consciousness. For the brain, as the body and as any substance, may change, while consciousness remains the same. Therefore personal identity is not in the brain, but in consciousness. However, Locke's theory also reveals his debt to theology and to Apocalyptic "great day", which by advance excuse any failings of human justice and therefore humanity's miserable state. The problem of personal identity is at the center of discussions about life after death, and immortality. In order to exist after death, there has to be a person after death who is the same person as the person who died.
Locke holds that consciousness can be transferred from one soul to another, and that personal identity goes with consciousness. In section 12 of the Chapter of Identity and Diversity he raises the question: “…if the same Substance which thinks be changed, it can be the same person, or remaining the same, it can be a different person.” Locke's answer to both of these questions is affirmative. Consciousness can be transferred from one substance to another and thus while the soul is changed, consciousness remains the same and thus personal identity is preserved through the change. And on the other hand, consciousness can be lost as in utter forgetfulness while the soul or thinking substance remains the same. Under these conditions there is the same soul but a different person. These affirmations amount to the claim that the same soul or thinking substance is neither necessary not sufficient for personal identity over time.
Though the distinction between man and person is controversial, Locke's distinction between the soul or the thing which thinks in us and consciousness is even more radical. One answer is that the distinction solves the problem of the resurrection of the dead. What is this problem? The problem begins with Biblical texts asserting that we will have the same body at the Resurrection as we did in this life.
Locke explicitly tells us that the case of the prince and the cobbler shows us the resolution of the problem of the resurrection. The case is one in which the soul of the prince with all of its princely thoughts is transferred from the body of the prince to the body of the cobbler, the cobbler's soul having departed. The result of this exchange, is that the prince still consider himself the prince, even though he finds himself in an altogether new body. Locke's distinction between man and person makes it possible for the same person to show up in a different body at the resurrection and yet still be the same person. Locke focuses on the prince with all his princely thoughts because, on his view, it is consciousness which is crucial to the reward and punishment which is to be meted out at the Last Judgment.
Locke famously called “person” a forensic term, “appropriating actions and their merit; and so belongs only to intelligent agents capable of a law, and happiness, and misery”. This means, then, that an account of the identity of persons across time will have forensic — normative — implications. And so it does.
But this interesting border-case leads to this problematic thought that since personal identity is based on consciousness, and that only oneself can be aware of his consciousness, exterior human judges may never know if they really are judging - and punishing - the same person, or simply the same body. In other words, Locke argues that you may be judged only for the acts of your body, as this is what is apparent to all but God; however, you are in truth only responsible for the acts for which you are conscious. This forms the basis of the insanity defense: one cannot be held accountable for acts from which one was unconscious - and therefore leads to interesting philosophical questions and criticisms.
 There are several philosophers who criticized the Locken memory theory, and stated that it is circular and illogical. Joseph  Butler accuses Locke of a “wonderful mistake,” which is that he failed to recognize that the relation of consciousness presupposes identity, and thus cannot constitute it. In other words, I can remember only my own experiences, but it is not my memory of an experience that makes it mine; rather, I remember it only because it's already mine. So while memory can reveal my identity with some past experiencer, it does not make that experiencer me. What I am remembering, then, insists Butler, are the experiences of a substance, namely, the same substance that constitutes me now.
Thomas Reid was against Locke's memory theory and tried to reduce it to absurdity. He criticized his theories for several reasons. Firstly, Reid believed that personal identity is something that cannot be determined by operations, and that personal identity should be determined by something indivisible. Also, he states that Locke's main problem is confusing evidence of something with the thing itself. Finally Reid introduces the officer paradox in an attempt to reduce Locke's Memory theory to Absurdity. Suppose that as he is stealing the enemy's standard, a forty-year-old brave officer remembers stealing apples from a neighbor's orchard when he was ten, and then suppose further that when he is eighty years old, a retired general, he remembers stealing the enemy's standard as a brave officer but no longer remembers stealing the neighbor's apples. On Locke's account the general would have to be both identical to the apple-stealer (because of the transitivity of the identity relation: he's identical to the brave officer, who himself is identical to the apple-stealer) and not identical to the apple-stealer (given that he has no direct memory of the boy's experiences) .
Another objection is based precisely on the link between identity and ethics: how can identity — sameness — be based on a relation (consciousness) that changes from moment to moment? A person would never remain the same from one moment to the next, “and as the right and justice of reward and punishment are founded on personal identity, no man could be responsible for his actions”. But such an implication must be absurd. And Butler concurs, expanding the point to include considerations of self-concern:
Both Reid and Butler, then, wind up rejecting Locke's relational view in favor of a substance-based view of identity.
What Butler and Reid retain in common with Locke, though, is the belief that identity grounds certain of our patterns of concern, both prudential and moral. As Reid puts it, “Identity . . . is the foundation of all rights and obligations, and of accountableness, and the notion of it is fixed and precise”. What they disagree over is just what identity consists in. So if Locke's view were right, say Reid and Butler, it would require a host of radical changes to our practices of responsibility attribution and prudential deliberation. But, continues the argument, because making such changes would be crazy — we are strongly committed to the correctness of our current ways of doing things — Locke's view cannot be right. And although Locke disagrees that the implications of his view are crazy, he does agree to the basic methodology. So while he admits that he has made some suppositions “that will look strange to some readers”, he is also at pains to show that our practices are actually already in conformity with the implications of his view, e.g., human law emphasizes the necessity of continuous consciousness, “not punishing the mad man for the sober man's actions, nor the sober man for what the mad man did”. And this is a methodological assumption that has been retained by most theorists on identity and ethics since.
Nevertheless, even if this objection to Locke is thwarted, the others remain in force. For one thing, memory does seem to presuppose personal identity, and so cannot constitute a criterion of it. For another, identity is a transitive relation, while memory isn't, so the latter can't be a criterion of the former. Finally, there is the obvious worry that identity seems to persist through the loss of memory: it's hard to believe that I would cease to exist were I to undergo amnesia. It's for all these reasons that contemporary theorists working in the Lockean tradition have had to make significant changes to the theory to make it a viable contender for the relation between identity and ethics.

Conclusion: Locke's account of personal identity turned out to be revolutionary. His account of personal identity is embedded in a general account of identity. Locke also wrote that "the little and almost insensible impressions on our tender infancies have very important and lasting consequences." He argued that the "associations of ideas" that one makes when young are more important than those made later because they are the foundation of the self: they are, put differently, what first mark the tabula rasa. In his Essay, in which is introduced both of these concepts, Locke warns against, for example, letting "a foolish maid" convince a child that "goblins and sprites" are associated with the night for "darkness shall ever afterwards bring with it those frightful ideas, and they shall be so joined, that he can no more bear the one than the other."
"Associationism", as this theory would come to be called, exerted a powerful influence over eighteenth-century thought, particularly educational theory, as nearly every educational writer warned parents not to allow their children to develop negative associations. It also led to the development of psychology and other new disciplines with David Hartley's attempt to discover a biological mechanism for associationism in his Observations on Man (1749).  

References

  1. Baird, Forrest E.; Walter Kaufmann (2008). From Plato to Derrida. Upper Saddle River, New Jersey: Pearson Prentice Hall.
  2. Becker, Carl Lotus (1922) The Declaration of Independence: A Study in the History of Political Ideas Harcourt, Brace.
  3. Butler,J. Of personal identity. In J. Angus, ed. The Analogy of Religion. London.
  4. Laslett, Peter (1988) "Introduction: Locke and Hobbes". Two Treatises on Government. Cambridge University Press.
  5. Locke, John (1689), An Essay Concerning Human Understanding, ed. Woolhouse, Roger, London: Penguin, 1997
  6. Locke, John. (1996), Some Thoughts Concerning Education and Of the Conduct of the Understanding. Eds. Ruth W. Grant and Nathan Tarcov. Indianapolis: Hackett Publishing Co., Inc.
  7. Perry, John ed. Personal Identity. Berkeley: University of California Press.
  8. Reid, Thomas (1975)  Of identity. Of Mr. Locke's account of our personal identity. In Essays on the Intellectual Powers of Man. Reprinted in Perry, ed.
  9. Russell, G.A. (1994), The 'Arabick' Interest of the Natural Philosophers in Seventeenth-Century England, Brill Publishers
  10. Shoemaker, Sydney (1963), Self-Knowledge and Self-Identity, Ithaca, New York: Cornell University Press
  11. The American International Encyclopedia, (1954) J.J. Little Company, New York, Volume 9.

Internet Citations
http://www.associatedcontent.com/article/465714/john_lockes_theory_of_personal_identity.html?cat=38, cited on 11 November, 2009
http://plato.stanford.edu/entries/locke/, cited on 11 November, 2009
http://plato.stanford.edu/entries/locke/index.html#return-1 cited on 11 November, 2009
http://plato.stanford.edu/entries/locke/supplement.html cited on 12 November, 2009
http://en.wikipedia.org/wiki/personal_identity_(philosophy) cited on 12 November, 2009
http://en.wikipedia.org/wiki/John_Locke cited on 13 November, 2009
http://mbdefault.org/8_identity/default.asp cited on 13 November, 2009
http://en.wikipedia.org/wiki/Personal_identity_(philosophy)  cited on 15 November, 2009


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Dr.Namita Nimbalkar,
Associate Professor, Department of Philosophy
Director, Gandhian Studies Centre,
Birla College, Kalyan
Email:namita.nimbalkar@gmail.com